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Thomas Heinrichs

Ameriprise Financial Services, LLC
21 Years of Experience
Brandon, FL
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Thomas Heinrichs is a registered investment advisor at Ameriprise Financial Services, LLC, based in Brandon, FL, with 21 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1218 Millennium Pkwy Ste 1-3, Brandon, FL, 33511

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2010
Final
Employment Separation After Allegations
January 2010
Customer Dispute
March 2009
Closed-No Action
Customer Dispute
September 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas has business ownership interests, including one since 2014 that takes about 10-20% of his time and another since 2019 that takes a few hours per week. He also has another business ownership interest since 2015 that requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLC
August 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Jhs Capital Advisors, LLC
May 2010 - August 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
May 2010 - August 2015 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - February 2010 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - February 2010 · 5 mos
Morgan Keegan & Company, INC.
June 2008 - September 2009 · 1 yr 3 mos
Morgan Keegan & Company, INC.Broker
February 2007 - September 2009 · 2 yrs 7 mos
Amsouth Investment Services, INC.Broker
May 2005 - February 2007 · 1 yr 9 mos
State Registrations16 states
ARCAFLGAMENCNJNYOHPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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