Joseph Lucia
Joseph Lucia is a registered investment advisor at LPL Financial LLC, based in College Grove, TN, with 21 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
College Grove, TN
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2012Other Business ActivitiesSells Insurance
Joseph is involved in several business activities, including Montecito Venture Partners, Lucia Capital Group, BEL1EVE Properties, The M&M Childen's Trust, Lucia Wealth Services, Tattered Beauty LLC, 15 Equity LLC, Shift 45, LLC, LCG Financial Partners LLC, BucketsFP LLC, and Real Estate Rental. He also works as an agent for Westland Financial Services, Inc. selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pinhook Capital, LLC
Lucia Securities, LLCBroker
Lucia Capital Group
First Allied Securities, INC.Broker
Raymond J. Lucia Companies, INC.
Securities America, INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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