Adrian Schultes
Adrian Schultes is a registered investment advisor at Raymond James Investment Management, based in New York, NY, with 20 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raymond James Investment Management (RJIM) manages investments through various strategies. Fees for the Carillon PRISM Quality Factor strategy range from 0.25% to 0.50% of the portfolio's value per year, calculated quarterly. RJIM also manages hedge funds and mutual funds, with fees detailed in their respective offering documents and prospectuses. RJIM employees may invest in the Carillon PRISM Quality Factor investment strategy at a discounted fee or without charge.
Location
1740 Broadway, 15th Floor, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Adrian is an officer (Treasurer) of Candlewood Isle Group, Inc., a C Corp set up to manage his wife's foundation trustee expenses. He plans to manage the C Corp, dedicating a few hours per week, but will not be taking any compensation.
Employment History
Current Registrations
Raymond James Investment Management
Carillon Fund Distributors, INC.
Carillon Fund Distributors, INC.Broker
Previous Registrations
Scout Investments, INC.
Umb Distribution Services, LLCBroker
Cowen and CompanyBroker
Pimco Investments LLCBroker
Allianz Global Investors Distributors LLCBroker
State Registrations52 states
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