Elaine Roecklein
Elaine Roecklein is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Manassas, VA, with 20 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
9219 Center St., Manassas, VA, 20110
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Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
Elaine works as a fitness instructor, is involved with the United Nation International Pageant, and is an advisory representative of a registered investment advisor. She also works as an independent insurance agent for various companies, dedicating minimal time to this, and uses a trade name/DBA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Fsc Securities CorporationBroker
Fsc Securities Corporation
Fsc Securities Corporation
Fsc Securities CorporationBroker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Purshe Kaplan Sterling InvestmentsBroker
Research Financial Strategies
LPL Financial LLCBroker
LPL Financial Corporation
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.