Shawn Steffens
Shawn Steffens is a registered investment advisor at Thrivent Investment Management INC., based in Mount Vernon, WA, with 21 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.85% |
| $250K - $500K | 1.70% |
| $500K - $1.0M | 1.55% |
| $1.0M - $3.0M | 1.45% |
| $3.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.90% |
Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).
Fee Estimator
Location
2204 Riverside Dr, Mount Vernon, WA, 98273
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2015Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason ReichertThrivent Investment Management INC.
- Kent Jensen, ChFCThrivent Investment Management INC.
- David Granger, CFPThe Retirement Solution LLC
- Robin Johnson, ChFCOsaic Wealth, INC.
- Tammera Prouty, CFPEp Wealth Advisors