JC
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John Crandell

20 Years of Experience
Rochester, MI
1 DisclosureBroker

John Crandell is a registered investment advisor at Principal Asset Management, based in Rochester, MI, with 20 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,399 clients with $360B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Investment management only (planning not offered)

Principal AM's fees are generally based on a percentage of the value of the assets they manage or a fixed fee. Fees can vary and may be negotiable depending on factors like the client's relationship with Principal AM, the number of accounts managed, the size of the account, and the services provided. Fees and allocations can be fixed, fixed plus performance-based, or performance-based only. Certain fixed fees are required to be paid up front.

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Location

Rochester, MI

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History

Regulatory History (1)
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Criminal
March 2002
Final Disposition
Other Business Activities

John is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for Principal Global Investors and its affiliates.

Employment History
Current Registrations
Principal Asset Management
January 2022 - Present · 4 yrs 4 mos
Principal Funds Distributor, INC.
February 2009 - Present · 17 yrs 3 mos
Principal Funds Distributor, INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Princor Financial Services Corporation
March 2008 - December 2010 · 2 yrs 9 mos
Princor Financial Services CorporationBroker
March 2008 - December 2010 · 2 yrs 9 mos
Wells Fargo Investments, LLC
June 2006 - January 2008 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
June 2006 - January 2008 · 1 yr 7 mos
Thrivent Investment Management INC.
June 2005 - May 2006 · 11 mos
Thrivent Investment Management INC.Broker
June 2005 - May 2006 · 11 mos
State Registrations2 states
MIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.