MR
MR

Michael Ruggiero

20 Years of Experience
Orland Park, IL
Broker

Michael Ruggiero is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orland Park, IL, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

15255 S 94th Avenue, Ste 405, Orland Park, IL, 60462

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael owns real estate and a consulting business. He is also employed by Perdue University. These activities take minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2011 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 2011 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLC
March 2011 - Present · 15 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2007 - March 2011 · 3 yrs 5 mos
UBS Financial Services INC.
October 2007 - March 2011 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2006 - October 2007 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - October 2007 · 1 yr 11 mos
Waterstone Financial Group, INC.Broker
November 2005 - November 2005 · 0 mos
State Registrations8 states
AZCAILLAMSNJNYWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.