Warren Bane is a registered investment advisor at Mastodon Advisory Group, based in Houston, TX, with 12 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.20% |
Fees may be negotiable on a client-by-client basis depending on the size, complexity, and nature of the portfolio managed. The management fee will be included in a “wrap fee” with Cambridge Investment Research Advisors, Inc. (CIRA), as sponsor of the WealthPort Program, as part of a wrap fee program. The maximum fee that can be billed to your account is 2.25%, which includes our fee, the CIRA’s fee, and the platform fee.
Fee Estimator
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Warren is the owner of Mastodon Advisory Group LLC (Registered Investment Adviser), a settlement consultant at Sage Settlement Consulting, a member of Viceroy Systems LLC (software development), owner of Doliver Build-To-Suit I LLC (real estate holding), and owner of Bane Settlement Consulting LLC (accounting/bookkeeping/payroll services). These activities take about half of Warren's time.
Employment History
Current Registrations
Mastodon Advisory Group
Cambridge Investment Research, INC.Broker
Previous Registrations
Greystone Advisory Group LLC
Kershner Trading Group, LLCBroker
State Registrations3 states
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