Stephen Porco is a registered investment advisor, based in Chicago, IL, with 18 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is the Vice President of 21 West 74 Corp, a rental property, but has no duties. He is also a self-employed artist and art dealer, dedicating a few hours per week to creating and potentially selling artwork.
Employment History
Current Registrations
Nuveen Asset Management, LLC
March 2022 - Present · 4 yrs 2 mos
Nuveen Securities, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Franklin Distributors, LLCBroker
November 2021 - February 2022 · 3 mos
Financial Engines Advisors L.L.C.
November 2020 - October 2021 · 11 mos
Legg Mason Investor Services, LLCBroker
January 2015 - October 2020 · 5 yrs 9 mos
Fidelity Brokerage Services LLCBroker
July 2010 - January 2015 · 4 yrs 6 mos
Fidelity Brokerage Services LLCBroker
September 2006 - April 2009 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.