MK
MK

Michael Kissi

15 Years of Experience
Jamaica, NY
Broker

Michael Kissi is a registered investment advisor at Aegis Capital CORP., based in Jamaica, NY, with 15 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Investment management only (planning not offered)

Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.

If most transaction costs are charged to you:

  • First $250,000 - maximum 2.50% per year
  • Next $750,000 - maximum 2.25% per year
  • Over $1,000,000 - maximum 2.00% per year

If most transaction costs are charged to Aegis:

  • First $250,000 - maximum 3.00% per year
  • Next $750,000 - maximum 2.75% per year
  • Over $1,000,000 - maximum 2.50% per year

The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.

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Location

Jamaica, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Aegis Capital CORP.
April 2022 - Present · 4 yrs 1 mo
Aegis Capital CORP.Broker
April 2022 - Present · 4 yrs 1 mo
Aegis Capital CORP.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Sb Advisory, LLC
March 2022 - April 2022 · 1 mo
San Blas Securities LLCBroker
March 2022 - April 2022 · 1 mo
RBC Capital Markets, LLCBroker
March 2022 - April 2022 · 1 mo
RBC Capital Markets, LLC
March 2022 - April 2022 · 1 mo
Morgan Stanley
August 2013 - April 2022 · 8 yrs 8 mos
Morgan StanleyBroker
July 2013 - April 2022 · 8 yrs 9 mos
Cabot Lodge Securities LLCBroker
November 2012 - July 2013 · 8 mos
Oppenheimer & CO. INC.
September 2011 - December 2012 · 1 yr 3 mos
Oppenheimer & CO. INC.Broker
June 2011 - December 2012 · 1 yr 6 mos
Maxim Group LLCBroker
December 2005 - August 2006 · 8 mos
First Republic Group, LLCBroker
November 2005 - November 2005 · 0 mos
Ehrenkrantz King Nussbaum, INC.Broker
November 2005 - December 2005 · 1 mo
State Registrations15 states
AZCACOCTDEFLILMANHNJNYPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.