AW
CFA
AW
CFA

Adam Waclawsky

7 Years of Experience
Broker

Adam Waclawsky is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 7 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
November 2024 - Present · 1 yr 5 mos
Capital Client Group, INC.
November 2024 - Present · 1 yr 5 mos
Capital Client Group, INC.Broker
November 2024 - Present · 1 yr 5 mos
Previous Registrations
Allspring Funds Distributor, LLCBroker
September 2024 - October 2024 · 1 mo
Funds Distributor, LLCBroker
January 2018 - October 2023 · 5 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.