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Mark Compston

16 Years of Experience
Ironton, OH
1 DisclosureBroker

Mark Compston is a registered investment advisor at LPL Financial LLC, based in Ironton, OH, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

221 South 6th Street, Ironton, OH, 45638

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2013
Other Business Activities

Mark operates Compston Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also owns Compston Properties LLC, a real estate rental business since 2021.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 1 mo
LPL Financial LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Lincoln Financial Securities CorporationBroker
October 2020 - April 2024 · 3 yrs 6 mos
Lincoln Financial Securities Corporation
October 2020 - April 2024 · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2013 - October 2020 · 7 yrs
Wells Fargo Advisors Financial Network, LLC
October 2013 - October 2020 · 7 yrs
PNC Investments
August 2012 - April 2013 · 8 mos
PNC InvestmentsBroker
August 2012 - April 2013 · 8 mos
Wells Fargo Advisors, LLC
October 2008 - June 2012 · 3 yrs 8 mos
Wells Fargo Advisors, LLCBroker
October 2008 - June 2012 · 3 yrs 8 mos
State Registrations18 states
CACOFLIDILKSKYMDMINCNYOHOKSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Compston - Financial Advisor | TrueAdvisor