LS
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Laura Steckler
20 Years of Experience
Coral Gables, FL
1 DisclosureBroker
Laura Steckler is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011Settled
Other Business Activities
Laura is a member of BNI-Business Networking International in Miami, Florida. This activity requires a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2006 - Present · 19 yrs 8 mos
Raymond James & Associates, INC.
May 2006 - Present · 20 yrs
Raymond James & Associates, INC.Broker
May 2006 - Present · 20 yrs
Previous Registrations
Allstate Financial Services, LLCBroker
July 2005 - March 2006 · 8 mos
State Registrations27 states
ARAZCACODEFLGAIAILINMAMDMINCNJNMNYOHOKPAPRSCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.