Jason Arena is a registered investment advisor at Catum Advisory Group, LLC., based in Wilton, CT, with 19 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 92 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.00% |
| $2.0M - $6.0M | 1.70% |
| $6.0M - $10.0M | 1.40% |
| $10M+ | 1.20% |
Fees may be applied on a blended or straight-line basis. Option strategy fee is charged in arrears at 1.0 % on the notional value of the strategy. Third-Party Advisor Fees are separate from Catum's management fee.
Fee Estimator
Location
88 Danbury Rd, Suite 2D, Wilton, CT, 06897
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jason is involved with several outside business activities. He works full-time at Catum Advisory Group, and spends minimal time per month as a Mortgage Loan Originator at Contour Mortgage and doing financial modeling and analysis for Luxury Zoo, LLC and AAA Office Furniture.
Employment History
Current Registrations
Catum Advisory Group, LLC.
Previous Registrations
Umergence LLCBroker
Gramercy Securities, INC.Broker
Goldman, Sachs & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Commonwealth Financial NetworkBroker
State Registrations1 state
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