Kristin Rognerud is a registered investment advisor, based in Duluth, MN, with 19 years of industry experience.
Location
11 E. Superior Street, Suite 500/508, Duluth, MN, 55802
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kristin is a Finance/Investment Committee Member for the College of St Scholastica Board of Trustees since 2017, advising the board on endowment investment management. This takes a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2011 - Present · 15 yrs
Raymond James Financial Services, INC.Broker
September 2011 - Present · 15 yrs
Previous Registrations
UBS Financial Services INC.
March 2010 - September 2011 · 1 yr 6 mos
UBS Financial Services INC.Broker
July 2007 - September 2011 · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
October 2006 - August 2007 · 10 mos
State Registrations28 states
AKALAZCACOCTFLIAILINMAMEMIMNMTNCNDNMNYOHPASDTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.