MH
MH

Michael Harned

20 Years of Experience
Louisville, KY
Broker

Michael Harned is a registered investment advisor at Fifth Third Securities, INC., based in Louisville, KY, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
918 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2207 Holiday Manor Center, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fifth Third Securities, INC.
June 2017 - Present · 8 yrs 11 mos
Fifth Third Securities, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
PNC Investments
June 2013 - May 2017 · 3 yrs 11 mos
PNC InvestmentsBroker
November 2009 - May 2017 · 7 yrs 6 mos
Natcity Investments, INC.Broker
May 2007 - November 2009 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
July 2005 - May 2007 · 1 yr 10 mos
Banc One Securities CorporationBroker
June 2005 - July 2005 · 1 mo
State Registrations1 state
KY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.