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Chad Middendorf

20 Years of Experience
Cold Spring, MN
BrokerSells Insurance

Chad Middendorf is a registered investment advisor at Cetera Investment Advisers LLC, based in Cold Spring, MN, with 20 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

210 Main St, Cold Spring, MN, 56320

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chad is involved in numerous business activities, including commercial property rental, a tanning salon, tax preparation, and a family hunting land. He also sells fixed insurance products through Wealthcare Financial Services and Wealthcare Agency, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2014 - June 2021 · 7 yrs 5 mos
Voya Financial Advisors, INC.Broker
September 2005 - June 2021 · 15 yrs 9 mos
State Registrations13 states
AKAZCAFLIDMNMONDNHSDUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Middendorf - Financial Advisor | TrueAdvisor