MA
MA

Mauricio Aranguren

19 Years of Experience
New York, NY
Broker

Mauricio Aranguren is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 15th floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mauricio is a member of the Board of Directors for the Jacinto Convit World Organization, a foundation focused on public health, social development, and cancer research. He provides input on expanding efforts, participates in fundraisers, and assists with event planning.

Employment History
Current Registrations
UBS Financial Services INC.
January 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.Broker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
UBS International INC.
July 2009 - January 2010 · 6 mos
UBS International INC.Broker
June 2008 - January 2010 · 1 yr 7 mos
UBS International INC.Broker
October 2005 - January 2007 · 1 yr 3 mos
State Registrations12 states
AZCADEFLGANJNYPRSCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.