PB
PB

Peter Buzzini

21 Years of Experience
Bangor, ME
1 DisclosureBroker

Peter Buzzini is a registered investment advisor at UBS Financial Services INC., based in Bangor, ME, with 21 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

One Merchants Plaza, Third Floor, Bangor, ME, 04401

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Other Business Activities

Peter is a board member and chair of the finance committee for the Penobscot Valley Ski Club, a charity promoting local skiing activities. He dedicates a few hours per week to this role.

Employment History
Current Registrations
UBS Financial Services INC.
October 2007 - Present · 19 yrs
UBS Financial Services INC.
October 2007 - Present · 19 yrs
UBS Financial Services INC.Broker
October 2007 - Present · 19 yrs
Previous Registrations
RBC Dain Rauscher INC.
August 2005 - October 2007 · 2 yrs 2 mos
RBC Dain Rauscher INC.Broker
August 2005 - October 2007 · 2 yrs 2 mos
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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