KC
KC

Khary Cuffe

3 Years of Experience
Los Angeles, CA
Broker

Khary Cuffe is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 3 years of industry experience. Khary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

515 S Flower St Fl 34, Los Angeles, CA, 90071

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2025 - Present · 1 yr 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
MML Investors Services, LLC
October 2023 - December 2024 · 1 yr 2 mos
MML Investors Services, LLCBroker
October 2023 - December 2024 · 1 yr 2 mos
Manhattan West Asset Management, LLC
August 2022 - February 2023 · 6 mos
Equitable Advisors, LLC
November 2021 - July 2022 · 8 mos
Equitable Advisors, LLCBroker
May 2021 - July 2022 · 1 yr 2 mos
State Registrations4 states
CANCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Khary Cuffe - Financial Advisor | TrueAdvisor