DM
DM

David Ryan Mandel

18 Years of Experience
Areas of Practice
Retirement Planning
Compensation
Fixed/Hourly
Firm Size
16 advisors
Number of Clients
93 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only
One-Time Plan:$3,000 - $5,000
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Location

8530 Eagle Point Blvd, Suite 100, Lake Elmo, MN, 55042

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the Chairman of the St Croix Bike and Pedestrian Trail Coalition, an Area Vice President with Arthur J Gallagher & Co, and a Citizen Member for the Town of Somerset. He also serves as a Business Member Partner at Large for the Health and Human Resources Association of Minnesota.

Employment History
Current Registrations
Francis LLC
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
Kestra Investment Services, LLCBroker
March 2013 - February 2019 · 5 yrs 11 mos
G & W Equity Sales, INC.Broker
April 2006 - January 2013 · 6 yrs 9 mos
State Registrations1 state
MN
Advisor
Exams
No exam information available for this advisor.