James Thompson is a registered investment advisor at Wealthx Advisors, based in Scottsdale, AZ, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are generally negotiable. Cryptocurrency asset management fees are up to 2.00% annually.
Fee Estimator
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent for fixed insurance and fixed annuity sales, dedicating minimal time to this activity. He also works as the Head Soccer Coach at Great Hearts Academy, spending about 10% of his time on this non-investment related activity during non-securities hours.
Employment History
Current Registrations
Wealthx Advisors
Previous Registrations
Wt Wealth Management, LLC
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Mit Associates, LLCBroker
Emerson Equity LLCBroker
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations1 state
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