Tammy Lee
Tammy Lee is a CFP-designated registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Tustin, CA, with 18 years of industry experience. Tammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
Tustin, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tammy is a licensed insurance agent since 2016, spending a few hours per week finding suitable life insurance policies for clients. She also provides implementation strategies for RIAs as a Managing Member and Owner, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Previous Registrations
Alpha Cubed Investments, LLC
Retirement Wellness Group
Bridge Advisory LLC
United Planners' Financial Services of America a Limited PartnerBroker
F500 Advisory Services, INC.
Finance 500, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.