Bert Ward is a CFP, ChFC-designated registered investment advisor, based in Lake Mary, FL, with 18 years of industry experience.
Location
300 International Parkway, Suite 350, Lake Mary, FL, 32746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capacuity Securities, INC.Broker
March 2022 - Present · 4 yrs 1 mo
Capacuity LLC
March 2022 - Present · 4 yrs 1 mo
Capacuity Securities, INC.
March 2022 - Present · 4 yrs 1 mo
Previous Registrations
Principal Securities, INC.
December 2011 - January 2022 · 10 yrs 1 mo
Principal Securities, INC.Broker
December 2011 - January 2022 · 10 yrs 1 mo
Princor Financial Services Corporation
July 2006 - December 2009 · 3 yrs 5 mos
Princor Financial Services CorporationBroker
June 2006 - December 2009 · 3 yrs 6 mos
Morgan Stanley
September 2005 - June 2006 · 9 mos
Morgan Stanley Dw INC.Broker
August 2005 - June 2006 · 10 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.