Bert Ward is a CFP, ChFC-designated registered investment advisor at Capacuity LLC, based in Apex, NC, with 18 years of industry experience. Bert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 130 clients with $14B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Apex, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Capacuity Securities, INC.Broker
Capacuity LLC
Capacuity Securities, INC.
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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