BR
CFP
BR
CFP

Brendan Rodden

10 Years of Experience
Apex, NC
Broker

Brendan Rodden is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Apex, NC, with 10 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1100 Beaver Creek Commons Dr, Apex, NC, 27502

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2022 - May 2023 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2022 - May 2023 · 1 yr 3 mos
LPL Financial LLCBroker
February 2017 - June 2021 · 4 yrs 4 mos
LPL Financial LLC
February 2017 - June 2021 · 4 yrs 4 mos
Raymond James & Associates, INC.
July 2015 - February 2017 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
June 2015 - February 2017 · 1 yr 8 mos
State Registrations7 states
AZFLNCNJSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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