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Michael Lindberg

20 Years of Experience
Oak Brook, IL
BrokerSells Insurance

Michael Lindberg is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oak Brook, IL, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

700 Commerce Dr Ste 201, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Michael Lindberg Business Consulting, providing business-related coaching, and has ownership stakes in Vision Tree Services, LLC and Bear & Honey Holdings LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2007 - Present · 19 yrs
Previous Registrations
Chase Investment Services CORP.Broker
July 2005 - April 2007 · 1 yr 9 mos
State Registrations34 states
AKARAZCACODCFLGAIAILINKSKYLAMAMDMIMNMOMSNCNJNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.