David Owen is a registered investment advisor at Scs, based in Bellevue, WA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,167 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCS manages investments through its own program and LPL's program. Fees for the LPL program are negotiable, up to 2.60% annually. This fee includes LPL's program fee, a strategist fee (if applicable), and SCS's advisor fee (up to 2.00%). Fees are paid quarterly in advance. SCS advisory representatives are compensated through salary and structured bonus and are incented to bring assts to the firm and to establish new client relationships. They do not make more or less because they recommend a particular investment management program.
Location
10900 NE 8th St.15th Fl #1550, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David operates under the DBAs NORTHWESTSCS and SCS for his LPL business, dedicating full-time hours to these activities. He also provides investment advisory services through SCS, an independent investment advisor firm, spending full-time hours on this as well.
Employment History
Current Registrations
Scs
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Telesis, INC.
Financial Telesis INCBroker
Adp Broker-Dealer, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.