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Aaron Safier

Hornor, Townsend & Kent, LLC
20 Years of Experience
New York, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Aaron Safier is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in New York, NY, with 20 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
465 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Vesey St, 9th Floor, New York, NY, 10007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is an agent at Empire Wealth Strategies, selling and servicing various insurance products, including life, accident, health, disability, long-term care, and annuity accounts, taking nearly full-time hours. Aaron is also the proprietor/owner of Sapphire Wealth Advisory Group, providing investment advisory services, and Sapphire Enterprise Corp, where he is an inventor, dedicating minimal time.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
April 2020 - Present · 6 yrs 6 mos
Hornor, Townsend & Kent, LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - November 2018 · 1 yr 8 mos
Msi Financial Services, INC.Broker
November 2011 - March 2017 · 5 yrs 4 mos
Morgan Stanley Smith Barney LLC
April 2011 - October 2011 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
M&t Securities, INC.Broker
March 2006 - December 2007 · 1 yr 9 mos
Northeast Securities, INC.Broker
November 2005 - March 2006 · 4 mos
State Registrations18 states
CACTFLHIILMAMDMONCNHNJNYPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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