Sonia Pittman is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2019 - Present · 7 yrs
Morgan Stanley
September 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - September 2019 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - September 2019 · 1 yr 9 mos
Buckley Wealth Management, LLC
February 2017 - December 2017 · 10 mos
Morgan Stanley
July 2013 - February 2017 · 3 yrs 7 mos
Morgan StanleyBroker
July 2013 - February 2017 · 3 yrs 7 mos
Morgan StanleyBroker
January 2013 - March 2013 · 2 mos
Morgan Stanley
December 2012 - March 2013 · 3 mos
The Investment Counsel Company of NevadaBroker
June 2010 - January 2011 · 7 mos
The Investment Counsel Company of Nevada
June 2010 - January 2011 · 7 mos
UBS Financial Services INC.Broker
November 2008 - April 2010 · 1 yr 5 mos
UBS Financial Services INC.
November 2008 - April 2010 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
August 2008 - November 2008 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
May 2006 - April 2007 · 11 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.