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Ira Cohen

UBS Financial Services INC.
45 Years of Experience
Bakersfield, CA
1 DisclosureBroker
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Ira Cohen is a registered investment advisor at UBS Financial Services INC., based in Bakersfield, CA, with 45 years of industry experience. Ira is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

9201 Camino Media, Suite 230, Bakersfield, CA, 93311

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.Broker
May 2007 - Present · 19 yrs 5 mos
UBS Financial Services INC.
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Ira S. Cohen INC
June 1989 - December 2005 · 16 yrs 6 mos
Southmark Financial Services, INC.Broker
June 1987 - March 1988 · 9 mos
Pennysylvania Securities CompanyBroker
August 1978 - March 1980 · 1 yr 7 mos
Pennsylvania Securities CompanyBroker
April 1973 - August 1978 · 5 yrs 4 mos
Paul Revere Equity Sales Company (the)Broker
June 1970 - April 1972 · 1 yr 10 mos
The Paul Revere Variable Annuity Insurance CompanyBroker
April 1970 - April 1972 · 2 yrs
State Registrations36 states
ALARAZCACOCTDCFLHIIDILKSLAMAMIMOMSMTNCNDNVNYOHOKORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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