Dennis Markey is a registered investment advisor at Northern Trust Securities, INC, based in Chicago, IL, with 21 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.
Fee Estimator
Location
181 West Madison, Chicago, IL, 60675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dennis serves as a Supervisory Board Member for the Financial Markets Institute at Michigan State University. He attends two board meetings per year and provides feedback to students, dedicating minimal time to this role.
Employment History
Current Registrations
Northern Trust Securities, INC.
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Previous Registrations
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Blackrock Fund Advisors
Blackrock Fund Distribution CompanyBroker
Invesco Distributors, INC.Broker
Alps Distributors, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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