Thomas Bugbee
Thomas Bugbee is a CFP-designated registered investment advisor at Sequent Planning, LLC, based in Scottsdale, AZ, with 20 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,102 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequent Planning offers asset management services where they manage your investments. The annual advisory fee will never exceed 1.75%. The exact fee is negotiable based on factors such as the advisor, client type, and complexity of the situation. You may also incur additional charges from third parties, such as mutual fund expenses and custodian fees.
Location
8501 E. Princess Drive, Suite 210, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as an insurance agent, offering insurance products and services to clients and prospects, dedicating minimal time to this activity. He is also employed by Futurity First Insurance Group as a financial planner, receiving compensation as 1099 income from a broker-dealer.
Employment History
Current Registrations
Sequent Planning, LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investment Advisors
Proequities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Park Avenue Securities LLCBroker
Signator Investors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.