Daniel Lloyd
Daniel Lloyd is a ChFC-designated registered investment advisor at Mwa Financial Services, INC., based in Milwaukee, WI, with 21 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,012 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Adviser-managed and third-party managed accounts charge annual fees ranging from 0.25% to 1.50% of assets under management. Fees are negotiable.
Fee Estimator
Location
1100 W Wells Street, Milwaukee, WI, 53233
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is affiliated with various insurance companies, including All IR, Blue Cross Blue Shield of WI, and UnitedHealthcare Ins Co. He also serves as Director of Business Development for Catholic Financial Life, dedicating nearly full-time hours to both investment-related and non-investment-related activities.
Employment History
Current Registrations
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
Previous Registrations
Catholic Financial Services CorporationBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Woodbury Financial Services, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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