Samuel Oliver is a CFP-designated registered investment advisor at LPL Financial LLC, based in Novato, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Novato, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Samuel is involved with Oliver Financial, Inc. for tax/investment purposes since 2012. He also owns a CPA business focused on tax preparation and accounting since 1988.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
H.D. Vest Advisory Services, INC
Avantax Investment Services, INC.Broker
State Registrations1 state
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