Virginia Havens is a registered investment advisor at Ministry Partners Securities, LLC, based in Brea, CA, with 19 years of industry experience. Virginia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 115 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
MPS refers clients to third-party money managers for investment management. The annual fee for these programs ranges from 1.00% to 2.20% of the total value of assets in your account. MPS receives a portion of this fee from the third-party money manager. Fees are negotiable based on the account value, asset types, financial situation, and trading activity.
Specific fee arrangements vary depending on the third-party money manager:
- Camelot Portfolios: Maximum annual fee of 1.50%, with MPS receiving up to 0.67% of the total annual fee.
- AssetMark: Maximum total annual fee of 2.20%, including both advisory and platform fees. MPS may receive up to 1% of the annual fee, in addition to AssetMark's platform fee (0.00% - 1.20%).
- Harvest Investment: Total annual fee varies based on account assets, with MPS receiving a maximum of 1% of the total annual fee.
Location
One Pointe Dr, Suite 205, Brea, CA, 92821
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ministry Partners Securities, LLC
Ministry Partners Securities, LLCBroker
Previous Registrations
Strongtower Financial, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.