Cris Alvarez
Cris Alvarez is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in W Des Moines, IA, with 17 years of industry experience. Cris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1245 Jordan Creek Pkwy, Suite 200, W Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cris owns Brookview Strategies LLC, a consulting business, and spends no time on it. Cris is also the treasurer for Waterford Landing Home Owners' Association, dedicating minimal time to paying bills and collecting HOA dues.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.
Greenbook Investment Management, INC.
First Allied Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.