Christopher Sullivan
Christopher Sullivan is a registered investment advisor at Halo Investment Services, LLC, based in Aliso Viejo, CA, with 18 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum fee charged to the advisor is 1.5%, which is negotiable. Fees are paid quarterly in arrears.
Fee Estimator
Location
Aliso Viejo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is a registered representative with Halo Securities since 2020. He is also an investment adviser representative with Halo Investment Services, LLC since 2023.
Employment History
Current Registrations
Halo Investment Services, LLC
Halo Securities, LLC
Halo Securities, LLCBroker
Previous Registrations
Sentinus, LLC
Lord, Abbett & CO. LLC
Lord Abbett Distributor LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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