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Brian Conrad

Independent Financial Group, LLC
20 Years of Experience
Loomis, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Brian Conrad is a registered investment advisor at Independent Financial Group, LLC, based in Loomis, CA, with 20 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Loomis, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2013
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is an insurance agent offering various types of insurance products, dedicating a few hours per week to this activity. He is also a 50% owner of "Alfonso/Conrad Independent Financial Advice", a DBA used for marketing securities and insurance business, but spends no time on it.

Employment History
Current Registrations
Independent Financial Group, LLC
March 2021 - Present · 5 yrs 7 mos
Independent Financial Group, LLCBroker
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
February 2011 - March 2013 · 2 yrs 1 mo
Qa3 Financial CORP.Broker
November 2009 - February 2011 · 1 yr 3 mos
Great American Advisors, INC.Broker
January 2007 - November 2009 · 2 yrs 10 mos
Qa3 Financial CORP.Broker
June 2006 - January 2007 · 7 mos
State Registrations10 states
AZCAFLGANVNYOHORSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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