RF
RF

Ryon Frisch

20 Years of Experience
Paia, HI
1 DisclosureBrokerSells Insurance

Ryon Frisch is a registered investment advisor at LPL Financial LLC, based in Paia, HI, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022
Settled
Other Business ActivitiesSells Insurance

Ryon operates RF Wealth Management as a DBA for LPL business and sells non-variable insurance. He also owns rental real estate in Paia, HI, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2025 - Present · 1 yr 4 mos
LPL Financial LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - January 2025 · 7 yrs 10 mos
MML Investors Services, LLC
March 2017 - January 2025 · 7 yrs 10 mos
Msi Financial Services, INC.
June 2009 - March 2017 · 7 yrs 9 mos
Msi Financial Services, INC.Broker
June 2009 - March 2017 · 7 yrs 9 mos
Raymond J. Lucia Companies, INC.
March 2009 - March 2009 · 0 mos
First Allied Securities, INC.Broker
March 2009 - March 2009 · 0 mos
Wachovia Securities, LLC
April 2008 - March 2009 · 11 mos
Wachovia Securities, LLCBroker
April 2008 - March 2009 · 11 mos
UBS Financial Services INC.
January 2006 - April 2008 · 2 yrs 3 mos
UBS Financial Services INC.Broker
September 2005 - April 2008 · 2 yrs 7 mos
State Registrations20 states
AZCACOHIIAMDMIMTNCNMNVNYOHOKPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.