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Charles Faires

Janney Montgomery Scott LLC
50 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
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Charles Faires is a registered investment advisor at Janney Montgomery Scott LLC, based in Atlanta, GA, with 50 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3560 Lenox Road NE, Suite 1100, Atlanta, GA, 30326

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2025 - Present · 1 yr 7 mos
Janney Montgomery Scott LLC
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - March 2025 · 4 yrs 1 mo
Truist Investment Services, INC.Broker
February 2021 - March 2025 · 4 yrs 1 mo
Bb&t Securities, LLC
November 2019 - February 2021 · 1 yr 3 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLCBroker
January 2006 - January 2013 · 7 yrs
Bergen Capital, INC.Broker
January 2005 - January 2006 · 1 yr
Delta Equity Services CorporationBroker
November 2004 - January 2005 · 2 mos
The Gms Group, LLCBroker
June 1995 - November 2004 · 9 yrs 5 mos
Interstate/johnson Lane CorporationBroker
December 1987 - June 1995 · 7 yrs 6 mos
Bear, Stearns & CO. INC.Broker
January 1982 - December 1987 · 5 yrs 11 mos
Henderson, Few & CO.Broker
January 1976 - January 1982 · 6 yrs
State Registrations34 states
AKALAZCACOCTFLGAILINKSKYLAMAMDMEMINCNJNVNYOHOKORPAPRSCSDTNTXVAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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