Shaun Roberts is a CFP-designated registered investment advisor, based in Staten Island, NY, with 20 years of industry experience.
Location
38 Retford Avenue, Staten Island, NY, 10312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shaun has several business activities, including offering alternative energy suppliers, selling Medicare supplemental health insurance, and serving as treasurer for Blue Knights International Law Enforcement Motor. He also owns Shaun Roberts Associates Ltd., providing accounting services and tax preparation, and SRA Wealth Advisors, LLC, where he handles tax preparation, accounting, and business consulting, dedicating about a quarter of his time to each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations12 states
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