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Thomas Lisk is a registered investment advisor, based in Wilmington, DE, with 20 years of industry experience.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2024Settled
Customer Dispute
March 2024Settled
Customer Dispute
February 2024Settled
Other Business ActivitiesSells Insurance
Thomas is a 50% owner of WL Financial Advisors, selling annuities, life, and long-term care insurance, dedicating about half his time. He also works full-time as an investment advisor representative for Realta Investment Advisors, Inc.
Employment History
Current Registrations
Realta Investment Advisors, INC
October 2023 - Present · 2 yrs 7 mos
Realta Equities, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Arete Wealth Advisors, LLC
July 2023 - September 2023 · 2 mos
Center Street Advisors, INC.
May 2014 - July 2023 · 9 yrs 2 mos
Thacker & Associates, INC.
October 2008 - June 2013 · 4 yrs 8 mos
Center Street Securities, INC.Broker
December 2007 - September 2023 · 15 yrs 9 mos
Kalos Management
September 2005 - December 2007 · 2 yrs 3 mos
Kalos Capital, INC.Broker
August 2005 - November 2007 · 2 yrs 3 mos
State Registrations8 states
CAFLGANCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.