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Andrew Tornetta

17 Years of Experience
2 DisclosuresBroker

Andrew Tornetta is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 17 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2020
Final
Financial
August 2020
Final
Employment History
Current Registrations
Hartford Funds
April 2023 - Present · 3 yrs
Hartford Funds Distributors, LLC
April 2023 - Present · 3 yrs
Hartford Funds Distributors, LLCBroker
April 2023 - Present · 3 yrs
Previous Registrations
Franklin Distributors, LLCBroker
May 2022 - March 2023 · 10 mos
Citizens Investment Services
March 2021 - June 2021 · 3 mos
Citizens Securities, INC.Broker
January 2021 - June 2021 · 5 mos
Proequities, INC.Broker
January 2018 - February 2020 · 2 yrs 1 mo
Incapital Distributors LLCBroker
September 2014 - September 2017 · 3 yrs
Incapital LLCBroker
September 2014 - September 2017 · 3 yrs
Prudential Annuities Distributors, INCBroker
April 2008 - August 2014 · 6 yrs 4 mos
Lincoln Investment Planning, INC.Broker
April 2007 - February 2008 · 10 mos
Thrivent Investment Management INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
State Registrations8 states
CADCMDNJNYPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.