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Nicole Ducey

20 Years of Experience
Chesterfield, MO
BrokerSells Insurance

Nicole Ducey is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chesterfield, MO, with 20 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

424 S Woods Mill Rd, Ste 300, Chesterfield, MO, 63017-3428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicole may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2011 - Present · 14 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
February 2006 - Present · 20 yrs 3 mos
State Registrations24 states
ALCACOCTDCFLGAIAILINKSKYMDMIMOMSNMNYOHPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Ducey - Financial Advisor | TrueAdvisor