John Nauman
John Nauman is a registered investment advisor at Osaic Institutions, INC., based in Olathe, KS, with 50 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Location
13379 S Black Bob Road, Olathe, KS, 66062
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1993Other Business ActivitiesSells Insurance
John sells insurance through Security Bank, dedicating minimal time to this activity. He also serves as a trustee for his aunt's family trust, handling duties such as balancing the checkbook and paying life insurance premiums, which takes a few hours per week.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Bankers & Investors CO.
Bankers & Investors CO.Broker
Neidiger, Tucker, Bruner, INC.Broker
Chapman Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Shearson Hayden Stone INC.Broker
Perry, Adams & Lewis Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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