John Nauman
John Nauman is a registered investment advisor at Osaic Institutions, INC., based in Olathe, KS, with 49 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
13379 S Black Bob Road, Olathe, KS, 66062
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1993Other Business ActivitiesSells Insurance
John sells insurance through Security Bank, dedicating minimal time to this activity. He also serves as a trustee for his aunt's family trust, handling duties such as balancing the checkbook and paying life insurance premiums, which takes a few hours per week.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Bankers & Investors CO.
Bankers & Investors CO.Broker
Neidiger, Tucker, Bruner, INC.Broker
Chapman Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Shearson Hayden Stone INC.Broker
Perry, Adams & Lewis Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.