David Lloyd
David Lloyd is a registered investment advisor at International Assets Advisory, LLC, based in Merrillville, IN, with 21 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Merrillville, IN
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2020Other Business ActivitiesSells Insurance
David is a registered investment advisor with Global Assets Advisory, LLC, dedicating nearly full-time hours to this role. He is also a partner in Laszlo Rigsby Advisory Services, spends about a quarter of his time as owner of HAL Ventures, Inc., and dedicates a few hours per week as a health insurance broker.
Employment History
Current Registrations
International Assets Advisory, LLCBroker
Global Assets Advisory, LLC
Previous Registrations
Grace Capital Management, LLC
Triad Advisors LLCBroker
Triad Advisors, INC.
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Timothy RigsbyInternational Assets Advisory, LLC
- Charles Williams, ChFCOneamerica Securities, INC.
- Chad Hassinger, CFPWaverly Advisors, LLC
- Madeline Brown, CFPWaverly Advisors, LLC
- Christopher Dilts, CFPMML Investors Services, LLC
- Tira Clement, ChFC