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Alan Dennis

PNC Wealth Management
18 Years of Experience
Hilliard, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Alan Dennis is a registered investment advisor at PNC Wealth Management, based in Hilliard, OH, with 18 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4650 Cemetery Road, Hilliard, OH, 43026

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
May 2019 - Present · 7 yrs 5 mos
PNC Wealth Management LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
PNC Investments
August 2011 - December 2017 · 6 yrs 4 mos
PNC InvestmentsBroker
May 2010 - December 2017 · 7 yrs 7 mos
Fifth Third Securities, INC.
September 2006 - April 2010 · 3 yrs 7 mos
Fifth Third Securities, INC.Broker
September 2006 - April 2010 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
October 2005 - December 2005 · 2 mos
State Registrations10 states
FLMAMIMOOHPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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