Joshua Swenson is a registered investment advisor, based in Waukesha, WI, with 18 years of industry experience.
Location
734 Clinton Street, Waukesha, WI, 53186
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua works as an investment advisor representative for Retirement Plan Solutions and Independent Financial Partners, spending full-time hours on these activities. He also pre-fills applications for non-variable life insurance, fixed annuities, and long-term care policies, dedicating minimal time to this task, and works as a referee for youth soccer games for a few hours per week.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLCBroker
Nrp Financial, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.