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Allan Tucker

48 Years of Experience
4 DisclosuresBroker

Allan Tucker is a registered investment advisor at Stephens, based in Little Rock, AR, with 48 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

111 Center Street, Little Rock, AR, 72201

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Denied
Customer Dispute
August 2009
Denied
Customer Dispute
August 2000
Withdrawn
Regulatory
August 1989
Final
Employment History
Current Registrations
Stephens
August 1999 - Present · 26 yrs 8 mos
StephensBroker
January 1997 - Present · 29 yrs 3 mos
Previous Registrations
Crews & Associates, INC.Broker
December 1989 - December 1996 · 7 yrs
Bowman & Company IncorporatedBroker
August 1988 - October 1988 · 2 mos
Powell & Satterfield, INC.Broker
February 1976 - August 1988 · 12 yrs 6 mos
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.