Richard Wethington is a registered investment advisor at Stephens, based in Hot Springs, AR, with 20 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
161 Television Hill Road, Hot Springs, AR, 71913
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard serves as Treasurer for the HOPE WORKS Job Experience Program and Secretary for the Humane Society of Garland County, both non-profit charities. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
StephensBroker
Stephens
Previous Registrations
Sowell Management
LPL Financial LLCBroker
LPL Financial LLC
Beam Asset Management, LLC
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial Corporation
Mutual Service Corporation
Mutual Service CorporationBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.